Check the background of this firm on FINRA's BrokerCheck.
Keating Simons,
OSJ Principal
Keating’s expertise is focused on the development and implementation of Commonwealth’s Securities Compliance Program. With a focus on helping new advisors jumpstart their careers, Keating creates compliant standard operating procedures for the firm.
A native of Charleston, South Carolina, Keating graduated from the Citadel with a Bachelor’s Degree in Business Administration. His registrations include FINRA Series 7, 63, 65 and 24. Advisors partnering with Keating can trust that he possesses the expertise and experience required to deliver fully compliant, turnkey solutions for practice management.